Global Financial Crimes: US Investigations Director
Company: Morgan Stanley & Co.
Location: Baltimore
Posted on: November 13, 2024
Job Description:
About Morgan Stanley Discover your next career opportunity with
Morgan Stanley, where we are committed to helping our employees
build meaningful careers, and where you can learn, achieve, and
grow. Across the globe, we believe our greatest asset is our
people. As part of our commitment to excellence, and to you, we
offer a comprehensive suite of benefits, programs, and perks. From
adoption assistance benefits to Zipcar memberships, the Firm's 250+
employee programs have you covered from A to Z. We stand for doing
the right thing, putting clients first, leading with exceptional
ideas, committing to diversity and inclusion, and giving back.
About Global Financial Crimes In Global Financial Crimes (GFC), you
will play a critical role in identifying potentially suspicious
activity, protecting vulnerable individuals, and safeguarding the
integrity of the financial system. GFC coordinates day-to-day
implementation of the Firm's financial crime prevention efforts,
including governance, oversight, and execution of the Firm's
Anti-Money Laundering (AML), Sanctions, Anti-Corruption and
Government and Political Activities Compliance programs. If you are
passionate about financial crimes prevention, seeking a rewarding
and dynamic career, and focused on making a difference, then GFC
might be the right team for you. Your Key Responsibilities: As an
experienced Investigations Director/Vice President in GFC, you
will:
- Lead investigations of a wide variety of suspected financial
crimes, including money laundering, terrorist financing, market
manipulation, insider trading, trafficking, fraud, public
corruption and bribery, cybercrime, and tax evasion.
- Determine appropriate regulatory filing requirements, including
Suspicious Activity Reports, and notifications to law enforcement
and government agencies.
- Provide advice to the business with respect to managing risks
arising from financial crimes concerns involving prospective and
current client relationships.
- Produce and maintain investigative reports and related
documentation.
- Assist with responding to requests for information from law
enforcement and government agencies.
- Ensure daily operational processing is completed according to
established program and regulatory requirements.
- Identify and implement process improvements to increase
efficiency and effectiveness. What We're Looking for in You:
- Bachelors degree or equivalent military experience. Law degree,
legal or prosecutorial experience a plus.
- 5+ years of strong investigative or related experience with
emphasis on BSA/AML, including writing and preparing SARs in
accordance with applicable regulatory requirements.
- Strong understanding of the financial markets and banking,
including broker-dealer product-based knowledge and the ability to
learn concepts quickly.
- Excellent communication, leadership, and presentation skills
with the ability to communicate effectively through all levels of
the organization.
- Self-motivated and independent operator with the ability and
maturity to make decisions and operate in fast paced and dynamic
settings.
- CAMS or equivalent AML certification/license, or ability to
obtain certification within first 15 months of employment. Where
You'll be Working: This role will require in office attendance 3
days/week. Two of those days will be Anchor Days where you will be
in the office with your teammates to learn, grow, and collaborate
in person. The Baltimore office is the Firm's largest U.S. office
outside of New York, with approximately 2,000 employees
representing most of the Firm's Divisions. Equal Opportunities
Statement: Morgan Stanley is an equal opportunities employer. We
work to provide a supportive and inclusive environment where all
individuals can maximize their full potential. Our skilled and
creative workforce is comprised of individuals drawn from a broad
cross section of the global communities in which we operate and who
reflect a variety of backgrounds, talents, perspectives, and
experiences. Our strong commitment to a culture of inclusion is
evident through our constant focus on recruiting, developing, and
advancing individuals based on their skills and talents. Expected
base pay rates for the role in Baltimore will be between $75,000
and $170,000 per year at the commencement of employment. However,
base pay if hired will be determined on an individualized basis and
is only part of the total compensation package, which, depending on
the position, may also include commission earnings, incentive
compensation, discretionary bonuses, other short and long-term
incentive packages, and other Morgan Stanley sponsored benefit
programs. Expected base pay rates for the role in New York will be
between $90,000 and $200,000 per year at the commencement of
employment. However, base pay if hired will be determined on an
individualized basis and is only part of the total compensation
package, which, depending on the position, may also include
commission earnings, incentive compensation, discretionary bonuses,
other short and long-term incentive packages, and other Morgan
Stanley sponsored benefit programs.
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Keywords: Morgan Stanley & Co., Potomac , Global Financial Crimes: US Investigations Director, Accounting, Auditing , Baltimore, Maryland
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